POLLUTANTS
IN THE AIR AND ACIDS IN THE RAIN: Influences on Our Natural Environment
and a Challenge for Every Industrial Society
Ellis B. Cowling
Berkeley, California March 28, 1985
"As a rule rain is not acid far from towns. If it is
acid, artificial circumstances must be suspected."
-Robert Angus Smith, 1872.
In the opinion of many philosophers, an important part of our contemporary
environmental problems derive from the injunction stated in the
sixth chapter of Genesis:
"Go, multiply, and subdue the earth and take dominion
over every bird of the air and every fish of the sea and every
living thing that moves on the surface of the earth. "
Many would agree that both western and eastern peoples have taken
this injunction a bit too literally. If given the chance to revise
these poetic words, I wonder if we would not write a bit more modestly
(but much less poetically!):
"Go and multiply with caution - bearing in mind the carrying
capacity of the land and seas of the earth. Take a responsible dominion
over the renewable and the nonrenewable resources of the earth -
remembering that the health and prosperity of the people will be
determined by the sustainable productive capacity of the lakes and
streams and the fields and forests and the oceans of the earth.
"
In the Beginning . . .
Since the origin of life on Earth, plants, animals, and microorganisms
have obtained an important part of their sustenance from the atmosphere
- carbon, hydrogen, and oxygen for photosynthesis and respiration;
nitrogen and sulfur for synthesis of proteins and amino acids; phosphorus
for energy transformations and production of nucleic acids; calcium
and magnesium for structural components; and a host of trace elements
- iron, zinc, copper, cadmium, manganese, and boron - to facilitate
metabolic transformations. All 16 of these essential elements are
dispersed through the atmosphere and are taken up by plants directly
through their foliage as well as through their roots.
As the industrial revolution gathered momentum in the middle of
the 19th century, human activities of many sorts added more and
more substances to those that circulate naturally among the air,
water, soil, and all living things.
Some of these substances are beneficial for agriculture and forestry
because they provide nutrients for the growth of crops and forests
or accelerate the natural weathering of soil minerals. Other substances
are less important because they are inert biologically. Still other
substances are detrimental because they cause stress in plants,
animals, or microorganisms, alter surface and ground water quality,
aggravate nutrient deficiencies in soils, or accelerate the soiling,
weathering, or corrosion of engineering and cultural materials.
Everything human beings do on a large scale influences the chemistry
of the atmosphere and in turn the health and productivity of the
ecosystems on which the abundance and quality of our life depends.
The largest of all human influences on the chemical climate result
from combustion of fossil fuels, urban development, and clearing
of land by burning of natural vegetation. These activities include:
- generation of electricity;
- refining and use of petroleum and petrochemicals;
- industrial processes of many sorts;
- use of transportation vehicles;
- space and water heating;
- incineration and decomposition of sanitary and solid wastes;
- use of explosive devices in peace and war;
- launching of space vehicles; and
- agricultural and silvicultural operations involving plowing,
cultivating, spraying, disposal of plant and animal wastes, and
burning of farm and forest residues.
In recent years, the words "acid rain" have captured
the imagination of the people of Europe and North America in much
the same way and for substantially the same reasons that Rachel
Carson's "Silent Spring" captured our imagination in the
early 1960s. But "acid rain" must be recognized as only
one special feature of a series of more general subjects that include:
1) The emission, transport, transformation, deposition, uptake,
and exchange of natural and man-made chemicals between the atmosphere
and terrestrial and aquatic ecosystems;
2) Wet and dry deposition of beneficial nutrients and injurious
gases, aerosols, and dissolved or suspended substances in rain,
snow, hail, dew, and fog;
3) The short-distance and long-distance transport of air pollutants
from one state or nation to another;
4) The role of human activities as a potent force in the biogeochemical
circulation of matter in the earth; and
5) The responsibilities of human beings as managers of industrial
societies and custodians of the natural resources of the earth.
The Objectives of this 25th Albright Conservation Lecture
The Albright Lectureship in Conservation seeks to "stimulate
wide general interest in the preservation for this and future generations
of the natural beauty of America." It is a very humbling experience
to be asked to contribute to this noble purpose. But it is a challenge
which I accept eagerly in the hope that some small part of what
is said here may lead others to continue their own self-education
about:
- pollutants in the air and acids in the rain;
- the influences of air pollutants on our natural environment;
and
- the challenge they present to every industrial society.
Pollutants in the Air and Acids in the Rain
The airborne chemicals of major concern to our society are listed
in Table 1. They include two major types of pollutants (primary
and secondary) and eight specific chemical or physical groups of
substances. Primary air pollutants are gases or other volatile waste
products emitted directly from stationary or mobile sources. Stationary
sources include power plants, metal smelters, and other industrial
or commercial installations, as well as domestic and commercial
space and water heating units. Mobile sources are mainly cars, trucks,
trains, aircraft, and ships. Secondary Pollutants include a wide
variety of substances formed in the atmosphere by chemical transformation
of primary pollutants.
The six most important primary air pollutants are sulfur, dioxide,
nitrogen oxides, toxic elements such as lead and fluorine, a wide
variety of volatile organic compounds, carbon monoxide, and particulate
matter. The two most important secondary pollutants are photochemical
oxidants (especially ozone) and acid deposition. Airborne acids
and particulate matter can occur as both primary and secondary pollutants.
Table 1. Air Pollutants of Major
Concern to Society
Chemical and Physical Nature of Air Pollutants:
. |
1) Sulfur dioxide (SO2) - A colorless gas produced during
combustion of sulfur-containing materials such as coal, oil,
and biomass, and during smelting of sulfide metal ores. SO,
is emitted mainly by large stationary sources such as fossil
fueled power plants, metal smelters, and certain other industrial
and commercial installations. Biomass burning is an important
source of sulfur oxides in tropical regions of the world. 2)
Nitrogen oxides (NOx) - Two colorless gases (NO and NO2) produced
in any high temperature process such as combustion of coal,
oil, gasoline, and natural gas. NOx are emitted by both stationary
sources and transportation vehicles. In tropical countries
burning of biomass is also an important source of NOx.
3) Toxic elements - Heavy metals such as lead, cadmium, nickel,
and mercury and fluorine and other toxic elements am released
mainly by large metal smelters and by transportation vehicles
using leaded gasoline.
4) Volatile organic compounds (VOC) - A wide variety of carbon
compounds ranging from such simple molecules as ethylene,
gasoline, and cleaning and painting solvents to very complex
molecules such as pesticides. VOC are emitted by many different,
usually small stationary and mobile sources.
5) Carbon monoxide (CO) - A colorless and odorless but highly
toxic gas produced during incomplete combustion of coal, oil,
and natural gas and incineration of garbage and other solid
and liquid wastes. Carbon monoxide inhibits respiration in
humans and other animals. It is of concern to society mostly
in urban areas where it accumulates in stagnant air mainly
from transportation vehicles.
6) Particulate matter (PM) - A catch-all category of pollutants
ranging from very coarse "fugitive dust" particles
that cause soiling of textiles, windows, paints, etc., to
very fine aerosol particles that cause atmospheric haze or
are drawn into lungs where they induce respiratory disease.
These substances are extremely diverse both chemically and
physically. The larger particles range from almost pure carbon
in the case of soot from oil burners to mineral dusts in the
case o manufacturing facilities that process cement, asbestos,
clay, ceramic, glass, textile, and other materials. The fine
particles range from smoke to all sorts o sulfate, ammonium,
organic, metallic, and other particles formed by condensation
of gases, vapors, and other volatile substances in the atmosphere.
Some of these particles have very remarkable and complex fine
structures that are characteristic of the original sources
of the emissions.
7) Ozone (03) and other photochemical oxidants - These substances
include formaldehyde, hydrogen peroxide, peroxyacetyl nitrate
(PAN), and peroxypropionyl nitrate (PPN). They occur mainly
as secondary pollutants which are produced when NO, and VOC
interact with atmospheric oxygen in the presence of sunlight.
Ozone is the most important of these three pollutants because
it is much more abundant even though it is somewhat less toxic
than PAN or PPN. These compounds are among the most toxic
gases to which plants, animals, and humans am exposed in the
environment.
8) Acid deposition - A variety of acidic and acidifying substances
produced when gaseous SO2, NOx, HCl, and certain other airborne
chemicals interact with oxygen, ammonia, and moisture in the
air to give aqueous solutions or aerosols of sulfuric, nitric,
and hydrochloric acids. Wet deposition of these substances
occurs during all rain, snow, hail, dew, fog, cloud, or rime-ice
events; dry deposition Occurs at all times - by absorption
or adsorption of gaseous SO2, NOx, HN03, and HCl and by impaction
of sulfate, nitrate, and chloride aerosols on the surfaces
of plants, soils, animals, microorganisms, surface waters,
and materials. The acidic and acidifying substances in wet
and dry deposition may be partially or completely neutralized
by alkaline earth elements Such as calcium, potassium, sodium,
or ammonium ions. Acidification of ecosystems also occurs
when ammonium sulfate aerosol and certain other ammonium compounds
o ammonia itself are taken up by plants, animals, or microorganisms
after deposition into ecosystems.
|
The operation of power plants, metal smelters, and motor vehicles
all illustrate the dilemma in which we find ourselves. Electricity,
metals of various sorts, and transport vehicles are used for many
worthwhile purposes in our society. Fossil fuels (mainly coal, oil,
and natural gas), and sulfide metal ores are available near the
earth surface. The fuels can be burned to generate electricity or
to propel motor vehicles. The metal ores can be roasted to separate
"the metal" from the sulfur and other "impurities."
During these combustion and heating processes, certain waste products
are produced. These waste products include sulfur and carbon oxides
formed from the fuels and sulfide ores, nitrogen oxides formed mainly
from nitrogen in the air, and certain noncombustible materials including
various toxic metals. These waste materials accumulate either as
a solid (ash) or are released into the atmosphere in a rapidly moving
stream of exhaust gases, fine aerosol particles, and coarse particles.
Various engineering systems are available for decreasing emissions
of these air pollutants. Sulfur, for example, can be removed from
coal and oil in three ways - prior to combustion by desulfurizing
the fuel, during combustion by modifying the combustion process,
or after combustion by desulfurizing the flue gases. Use of lead-free
gasoline together with catalytic converters and modified combustion
systems in automobile engines can greatly decrease vehicle emissions
of lead, carbon monoxide, and nitrogen oxides. Unfortunately, these
engineering systems have not been installed or are not properly
maintained in all power plants, metal smelters, and motor vehicles.
Earlier it was believed that most of the airborne waste products
emitted from these stationary and mobile sources fell out of the
atmosphere near the point of emission. Now it is recognized, particularly
with increasing use of tall smokestacks at power plants and metal
smelters, that meteorological processes can lead to extensive mixing
and to both chemical and physical transformations of millions of
tons of gases, fine aerosol particles, and coarse particles that
are released into the atmosphere each year.
Recently, fog in industrial regions and cloud water high in the
atmosphere were discovered to be much more rich in acids and other
air pollutants than rain or snow. This discovery greatly increased
concern about possible effects of airborne chemicals on high mountain
forests.
These airborne substances and their reaction products are carried
by wind and clouds wherever the wind blows and then deposited on
the surfaces of vegetation, soils, surface waters, and engineering
or cultural materials at short or long distances from the original
sources of emission. Thus, the chemical composition of the air,
and the rain, snow, dew, hail, fog, and cloud water within any region
is a function of all the airborne substances dispersed, mixed, transformed,
and transported into the atmosphere of that region and then deposited
and taken up by the plants, animals, and microorganisms in terrestrial
and aquatic ecosystems.
As indicated earlier, some of these substances are beneficial nutrients
that help living things grow. Unfortunately, however, some of these
substances are also toxic or otherwise injurious to plants, animals,
microorganisms, human beings, engineering materials, and such cultural
resources as the Parthenon in Greece, the Taj Mahal in India, and
the Statue of Liberty in the United States.
Natural Sources vs Human Sources of Airborne Chemicals
There are some in our society who argue that natural emissions
of airborne chemicals are just as important as emissions from human
activities. There is a measure of truth in this contention so long
as the whole earth is used as the basis for reference rather than
just the industrial regions. A Russian soil scientist named Kovda
(1975) was among the first to compare the amounts of substances
involved in natural processes and human activities. His data are
shown in Table 2. They permit two major generalizations about the
relative magnitudes of natural (biogeochemical) and human (anthropogenic)
processes:
1) Garbage, urban wastes, and byproducts are now produced at about
twice the rate at which photosynthesis occurs in the whole earth;
also
Table 2. Biogeochemical
and Technological Forces in the Biosphere of the Earth (Data
of Kovda), 1975 |
Biosphere Components |
Tons per Year |
Biogeochemical Processes: |
Yield of photomass |
1 x 1010 |
Cycle of inorganic elements |
1 x 1010 |
River discharges:
Dissolved substances
Suspended substances |
3 x 109
2 x 1010 |
Anthropogenic Sources: |
Output of fertilizers |
3 x 108 |
Industrial dusts |
3 x 108 |
Garbage, urban wastes, and byproducts |
2 x 1010 |
Mine refuse |
5 x 109 |
Aerosols and, gas discharges |
1 x 109 |
2) Industrial dusts, aerosols, and gases are now discharged into
the atmosphere at about the same rate as dissolved chemicals drain
from all the rivers of the world.
When the question of relative magnitude of human and natural sources
of airborne chemicals is restricted to the industrial regions of
the world, an even more impressive picture emerges. Galloway and
Whelpdale and later Husar have estimated that human activities in
North America release about 20 times more sulfur oxides and about
10 times more nitrogen oxides than are produced by all natural sources
in this same continental area (NAS, 1986).
The remarkable rapidity of change in emissions of sulfur and nitrogen
oxides in the northern and southern United States during the past
century is shown in Figures I and 2. Note that the southern states
are rapidly catching up with the heavily industrialized northeastern
states in terms of total emissions (NAS, 1986). Human activities
have indeed become a major force in the biogeochemical circulation
of matter in the earth!
Figure 1. Changes in emissions of sulfur
dioxide in the areas north and south of the Ohio River in the eastern
United States between 1880 and 1980.
Figure 2. Changes in missions of nitrogen oxides in the
areas north and south of the Ohio River in the eastern United States
between 1880 and 1980.
The Influences of Air Pollutants on Our Natural Environment
As indicated more fully in Table 3, airborne chemicals cause eight
different kinds of detrimental or beneficial effects on our society:
- direct effects on human health;
- indirect effects on human health;
- damage to materials;
- increased haze in the atmosphere;
- acidification of lakes, streams, ground waters, and soils;
- fumigation of crops and forests near point sources;
- regional changes in health and productivity of forests; and
- fertilization of crops, forests, and surface waters.
All except the last of these eight effects are detrimental to the
interests of society. In fact, even the last has proven to be detrimental
in the case of some surface water systems such as Lake Erie and
Lake Ontario (NAS-RSC, 1985).
Table 3. Major Effects of Air Pollutants on Society
Type of Effect
|
Nature of Effect
|
Pollutants Involved |
1) Effects on human health due to inhalation of airborne chemicals |
Pulmonary dysfunction, respiratory disease, and mental retardation
(especially in children) |
Ozone
Sulfur dioxide
Nitrogen oxides
Particulate matter
Carbon monoxide
Toxic elements |
2) Effects on human health due to atmospheric deposition or
leaching and later ingestion of airborne or soilborne chemicals
via drinking water, fish or other food products |
Diarrhea and mental retardation in children and poisoning
of adults by lead, mercury, copper, cadmium, or other toxic
elements |
Toxic elements
Acid deposition resulting from sulfur and nitrogen oxide emissions |
3) Damage to engineering materials, statuary monuments, and
other cultural resources |
Increased corrosion of metals; accelerated weathering of stone
and masonry; soiling of textiles, glass, paints, and other materials;
deterioration of paints, plastics, and rubber |
Sulfur dioxide
Nitrogen oxides
Particulate matter
Ozone |
4) Increased haze in the atmosphere |
Decreased visibility in urban and rural arm with attendant
decreases in safety of air transport and enjoyment of scenic
vistas from aircraft and in parks |
Particulate matter
Sulfur dioxide
Nitrogen oxides
Volatile organic compounds
Photochemical oxidants |
5) Acidification of lakes, streams, ground waters, and soils |
Death and reproductive failure in fresh-water fish, decreased
fertility of soils |
Sulfur dioxide
Nitrogen oxides
Acid deposition
|
6) Fumigation of crops and forests near point sources of pollutants |
Decreased growth and yield of crops and forests |
Ozone
Sulfur dioxide
Nitrogen oxides
Toxic elements |
7) Regional changes in the health and productivity of forests |
Decreased growth, increased mortality, and predisposition
of forest trees to biotic and abiotic stress factors |
Ozone
Nitrogen oxides (?)1
Ammonia and ammonium nitrogen (?)1
Sulfur dioxide(?)1
Acid deposition(?)1
Toxic elements (?)1 |
8) Fertilization of crops, forests, and surface waters |
Increased productivity of crops, forests, and surface waters |
Increased productivity of crops, forests, and surface waters |
1 Question marks indicate major continuing uncertainty about
the role of specific pollutants other than ozone in regional changes
in the health and productivity of forests even though the involvement
of air pollutants generally is widely assumed.
In examining the summary information in Table 3, please note especially
that:
1) Sulfur dioxide (S02) emissions are involved in all eight effects;
2) Nitrogen oxides (NO and N02) or their photochemical derivatives
are involved in seven of the eight effects;
3) Volatile organic compounds (VOC) or their photochemical derivatives
such as ozone (03) are involved in five of the eight effects;
4) All three of these primary pollutants (S02, NOx, and VOC)
are produced during combustion of fossil fuels in power plants,
metal smelters, transportation vehicles, and ocher industrial,
commercial and domestic uses of energy; and
5) SO2, NOx, and VOC are also the most important chemical precursors
of photochemical oxidants, acid deposition, atmospheric haze,
and certain types of particulate matter which have a wide range
of detrimental effects on our society. For this reason, these
three primary pollutants are major keys to the proper management
of air quality in most industrial regions of the world (NAS, 1981,
1983, 1986).
Ecosystem Responses to Change in the Chemical Climate
During all the millennia that followed the first development of
life on our planet, microorganisms, plants, and animals adapted
their habits of growth, nutrition, and metabolism to fit within
the dominant physical and chemical features of their environment.
The processes of natural selection determine which organisms survive
and which organisms perish. If a given organism is well adapted
to its environment, it will thrive and reproduce. If it is not fit,
it will not survive. When the climate changes, new pressures of
natural selection are applied to the population of surviving organisms.
These continuing processes of evolutionary change and adaptation
have led to the development of the marvelously diverse communities
of living organisms that we find everywhere over the land and in
the surface waters of the earth.
These natural ecosystems, both terrestrial and aquatic, come as
a gift from the evolutionary history of our planet. They are ours
to use as we see fit - to manage within the sustainable productive
capacity of the resource in question, or to exploit carelessly with
little regard to the long term stability of the ecosystems themselves.
When human beings first appeared on the earth and the process of
civilization began, our collective impact on the processes of natural
selection and evolution were hardly perceptible. But as we increased
in numbers and particularly after we learned to
- harness the energy stored in fossil fuels and to
- apply this energy to the processes of urbanization, industrialization,
and intensive agriculture and forestry,
- our collective impacts on the processes of natural selection
and evolution became progressively more impressive.
Today, the aquatic and terrestrial ecosystems in certain high elevation,
industrial, and urban locations in North America, Europe, Japan,
China, South Africa, and some developing countries are receiving
much heavier loadings of airborne nutrients, acidic, toxic, and
growth-altering chemicals than were deposited in the preindustrial
period in which these ecosystems evolved. In some locations, essentially
all the nutrients needed to sustain some of these ecosystems are
now provided from atmospheric sources (see Tables 1 and 2 and Figures
I and 2). Never before in their evolutionary history have the terrestrial
and aquatic ecosystems of North America and Europe been "fed
from above" to the extent that they are today!
Under these new conditions of continuing change in our chemical
climate, additional pressures for further adaptation of plants,
animals, and microorganisms are applied and have their influences
within these ecosystems. At present we have only limited experience
and even less scientific evidence with which to identify regions
where the rates of continuing change in the chemical climate are
within the elastic limits of ecosystem resiliency and adaptability
and where these rates of change will exceed those limits. Nowhere
are these uncertainties more evident than in the forests of central
Europe and certain high elevation forests in eastern North America.
Acute vs Chronic Exposures of Forests
As suggested by the question marks in Item 7 of Table 3, a great
disparity exists in our present understanding of the detrimental
effects of airborne chemicals on forests. This disparity is between:
- Acute exposure to locally dispersed primary pollutants such
as sulfur dioxide and hydrogen fluoride (Item 6 in Table 3); and
- Chronic exposure to lower concentrations of regionally dispersed
secondary pollutants such as ozone and acid deposition (Item 7
in Table 3).
Steep gradients around point sources of primary pollutants have
made it fairly easy to establish a strong correlation between pollutant
concentration and visible symptoms of damage and/or death of vegetation.
When this strong correlative evidence has been coupled with the
results of a few controlled exposure tests, little scientific uncertainty
usually remained about:
- what species of plants are susceptible,
- the source of the injurious substance(s),
- their chemical nature, or
- the concentrations of chemicals that are injurious.
Thus, sensible air-quality and forest management recommendations
could be formulated on the basis of straight-forward relationships
between the concentration and time of pollutant exposure (dose)
and the change in health or productivity of the forest (response).
Only at the fringes of the area affected was there usually much
uncertainty about cause-and-effect and dose-response relationships
or about the complicating role of competition, drought, frost, biotic
pathogens, or other natural stress factors.
Cause-and-effect relationships have been much more difficult, to
establish when chronic exposure to regionally dispersed secondary
pollutants rather than locally dispersed primary pollutants are
involved. There are several reasons for this:
- visible symptoms may be subtle or lacking;
- concentrations of regionally dispersed airborne chemicals are
often highly variable;
- exposure to two or more chemicals may occur simultaneously or
sequentially and they may act additively, synergistically, or
antagonistically; and,
- rigorous scientific methods must be employed to distinguish
the effects of regionally dispersed airborne chemicals from those
of natural stress factors which may act as predisposing, inducing,
or contributing causal factors (McLaughlin et al, 1985).
Regional Changes in Forest Health and Productivity
Although a total of 18 regional changes in forest health and' productivity
have been observed in Europe and North America during the past several
decades (Cowling, 1985), regionally dispersed airborne chemicals
are considered to be a probable or possible causal factor in only
5 of them. These five are described below in order of decreasing
quality of evidence that airborne chemicals have played a crucial
role.
1) Ozone Damage to White Pine in the Eastern United States.
- The most rigorous scientific evidence for a regional forest health
problem resulting from regionally dispersed pollutants is the case
of eastern white pine damaged by ozone within much of its natural
range in the eastern United States and Canada. In this case:
a) Visible symptoms of damage are correlated with measured geographical
gradients in mean ozone concentration or with periodic episodes
of high peak concentrations;
b) The major visible symptoms of damage have been duplicated
in controlled exposures which are similar to the exposures occurring
in forests; and
c) Observed variation in susceptibility to damage between individual
trees in the forest has been duplicated in controlled exposures
with clonal lines of eastern white pine.
2) Ozone Damage to Mixed Conifer Forests in the San Bernardino
Mountains of California. - The evidence in this case is slightly
less rigorous than that for eastern white pine:
a) the frequency of damage to trees is well correlated with geographical
gradients in ozone concentrations and with exposure to air masses
arriving from Los Angeles - the principal source of precursor
nitrogen oxides and volatile organic carbon compounds from which
ozone is formed; and
b) the major damage symptoms have been reproduced in controlled
exposures to ozone. In contrast to the eastern white pine case,
death of severely affected trees usually is induced by bark beetles
and root-rotting fungi which preferentially attack the ozone-damaged
trees.
3) Waldsterben in Central Europe. - In this case, essentially
all native and introduced commercial softwood and hardwood tree
species are affected - though not to the same degree nor in exactly
the same way. At least 10 tree species grown under a wide range
of climatic, soil, and site conditions have shown marked decreases
in rate of growth over the past 5 to 30 years. During the past 5-8
years, they also have shown various visible symptoms of damage including:
a) premature loss of older needles on conifers beginning with
the innermost parts of the crown;
b) chlorosis in needles;
c) atypical branching habit;
d) smaller and more irregularly shaped leaves;
f) decreased radial growth; and
g) decreased abundance of feeder roots and mycorrhizae
(Schutt and Cowling, 1985).
Damaged trees are generally distributed at random mainly in forests
over 60 years of age.
Several of these symptoms have never been seen before. The cause(s)
are unknown. Less then 5 percent of the damaged trees have symptoms
which can be attributed to insects or disease. Some trees in regions
of high sulfur dioxide and ozone concentrations 0 show symptoms
that are typical of damage by these pollutants; some trees on soils
with known nutrient deficiencies have shown foliar symptoms typical
of these deficiencies; but most damaged trees have no identifiable
causes.
Airborne chemicals are suspected mainly because no other more plausible
explanation has been advanced that can account for the wide variety
of symptoms on so many different species of trees and types of forests,
growing over such large geographical areas, under so many different
soil, site, and elevational conditions.
In the West German province of Baden-Württemberg, a survey
of forest damage indicated that the frequency and severity of symptoms
was greatest on trees with the greatest exposure to moving air masses.
This was shown with regard to predominant wind direction, altitude,
position within a stand (edge vs. center, position within the canopy
(dominant vs. nondominant trees), type of forest (pure softwood
vs. mixed softwood and hardwood), etc. Also, no known fungi or insects,
physical climate, or soil-chemical factors were well correlated
with damage.
The only direct experimental evidence suggesting which particular
airborne chemicals might be inducing some of these symptoms was
developed with Norway spruce seedlings. A combination of ozone and
acid mist treatments in controlled exposure chambers reproduced
the magnesium deficiency symptoms observed in high elevation spruce
forests (See Prinz in McLaughlin et al, 1985).
4) High Elevation Spruce-Fir Forests in the Appalachian Mountains.
- Also entirely circumstantial is the evidence suggesting that airborne
chemicals might be involved with the health problems of red spruce
and balsam and Fraser firs in the Appalachian Mountains of the eastern
United States. The major symptoms of damage on red spruce include
dieback of terminal leaders and branches, premature loss of needles,
unexplained decreases in diameter growth beginning around 1960,
and loss of feeder-root biomass. Unexplained mortality in high elevation
red spruce stands has also been reported (Johnson and Siccama, 1983;
Bruck, 1986).
The frequency and severity of these symptoms increases with altitude
and thus could be associated with known altitudinal gradients in:
a) temperature; b) high winds; c) acidity of precipitation, d) concentrations
of ozone and other known pollutants; e) timing of exposure to nutrient-rich
and acidic cloud water; and f) accumulation of lead and other toxic
metals in forest floor materials. Few, if any, controlled exposure
tests have been completed with either red spruce or Fraser fir.
5) Three Cases of Decreased Growth Without Visible Symptoms.
- The recent forest health problems with the least scientific
evidence suggesting a link with air pollution include three cases
of decreased diameter growth in the absence of other visible symptoms.
These three cases include:
a) shortleaf and pitch pines in the Pine Barrens region of New
Jersey;
b) low elevation red spruce forests in New Hampshire, Vermont,
New York, and Maine; and
c) some naturally regenerated forests of southern pine in Virginia,
North and South Carolina, Georgia, and Alabama.
A number of plausible hypotheses involving natural stress factors
have been suggested to explain these problems, e.g., increased frequency
of droughts, aging of tree populations, increased hardwood competition,
and loss of "old field" conditions (decreased fertility
of soils after reversion from agriculture). Although it is possible
that airborne chemicals may have adversely altered the ability of
these trees to withstand natural stress factors, experimental studies
to test this idea in a scientifically rigorous way have only recently
been initiated.
Conclusions Regarding Effects on Forests
A great deal is known about the effects of sulfur dioxide and hydrogen
fluoride on forests in the vicinity of strong point sources of these
pollutants. By comparison, however, very little is known at present
about the possibility that regionally dispersed airborne chemicals
might be involved in the last three of the five regional changes
in forest health and productivity discussed above. Ozone is the
only airborne chemical which so far has been rigorously proven to
cause regional effects on forests (cases I and 2, above). On the
basis of general knowledge of the responses of forests to stress,
some circumstantial evidence, and a very few controlled exposure
tests, however, a consensus of informed judgment is developing which
suggests that the following airborne chemicals may be involved.
These five airborne chemicals are listed below in order of decreasing
probable importance; the detailed rationale for this ranking is
summarized elsewhere (Cowling, 1985):
- ozone;
- excess nutrient substances - especially greater-than-normal
atmospheric deposition of biologically available nitrogen compounds
including nitrate and ammonium nitrogen and ammonia and nitric
acid vapors;
- other phytotoxic gases including sulfur dioxide, nitrogen oxides,
hydrogen fluoride, and peroxyacetyl nitrate;
- acidic or acidifying substances including sulfate, nitrate,
chloride, ammonia vapor, and ammonium ion;
- toxic metals such as lead, cadmium, mercury, and zinc;
- growth-altering organic substances such as ethlyene, aniline,
and dinitrophenols.
The Challenge for Every Industrial Society
Acid deposition in particular and air pollution in general have
become major environmental issues in both Europe and North America
during the past two decades. Much has been learned already but much
more remains to be learned about various aspects of these twin problems.
The challenge for many of us in science on both continents is to
satisfy the public need for additional information by developing
more comprehensive understanding of the atmospheric processes, soils
transformations, changes in water quality, effects on materials,
and the physiological and ecological influences of acid deposition
and air pollution on forests. Among all these areas, regional changes
in forests is the area of greatest current concern. That is why
an important part of this lecture has been devoted to analysis of
the present state of scientific knowledge about regional air quality
and its possible influences on the health and productivity of forests.
The challenge for industrial and political leaders in North America
and in Europe continues as always - to make decisions about complex
issues under conditions of substantial uncertainty. The uncertainties
involved in management of air pollution and acid deposition are
analogous with those that surrounded the debates about the role
of phosphorous in the eutrophication of Lake Ontario and Lake Erie
in the early 1970's:
The experts then could not agree. Some said a 40% decrease
in phosphorus loading would be needed. Others said 75% Still others
said nitrogen was to blame, not phosphorous
Environmentalists warned of "possible irreversible harm."
Industry said more research was needed. Finally, a political decision
was reached - a plan should be developed. More debates were held.
A theoretical model was wed to predict that a 50% decrease in
phosphorus loading might be sufficient.
A management plan was finally implemented Linder conditions
of continuing uncertainty. After some time the lakes began to
improve. The theoretical estimate proved to be too low, but with
some further adjustments the plan worked and the lakes am now
on the road to recovery (NAS-RSC, 1985).
My friend, Chris Bernabo, former leader of the National Acid Precipitation
Assessment Program in the United States, and others (Freeman, 1983)
have discussed the matters of scientific uncertainty in public decision
making at recent conferences on the effects; of air pollutants.
In essence, they believe that the degree of scientific uncertainty
which can be accepted in making a political, decision is an inverse
function of the degree of public consensus, about the issue itself
If a strong public consensus already exists about a given course
of action, substantial uncertainty can be tol- erated in choosing
a course for political action. On the other hand, if there is only
a weak public consensus about what ought to be', done, a very high
degree of scientific certainty will be required, before any particular
course of action will be acceptable politically. .
The information summarized in Tables 1 and 3 shows that, there
is a substantial base of scientific knowledge about the specific
airborne chemicals involved in each of the eight major effects of
air pollutants in our society. What irony there is in the fact that
the,, area of greatest current public concern about air pollution
(effects on forests) is the very same area in which we have the
largest degree of continuing scientific uncertainty!
The Scientific Foundation For Public and Private Decision
Making
During the past 25 years, scientific understanding about air-`
borne chemicals and their effects on our natural environment has
increased enormously. At present, we know a great deal about:
- the chemical nature of primary air pollutants and their transformation
products;
- the meteorological and climatological processes by which they
are dispersed;
- the mechanisms by which pollutants are transferred from the
atmosphere and taken up by plants, animals, and microorganisms;
- the chemical, physical, and biological mechanisms of action
on human health, materials, atmospheric haze, agricultural crops,
aquatic ecosystems, and certain types of forest trees; and
- the industrial process modifications and control technologies
by which emissions of air pollutants can be managed within limits
acceptable for society after thorough review of industrial standards
of performance and government regulations.
In the numbered paragraphs that follow, I have listed 12 principles
regarding air pollution and its control. These principles were developed
in an attempt to summarize some important features of our present
knowledge about air pollution and its control. They have been carefully
reviewed by both atmospheric scientists and biologists, by colleagues
in industry, and by officials in federal and state regulatory organizations.
These principles provide a part of the foundation for further public
and scientific discussions about the phenomena, effects and management
of air quality in industrial societies:
1) Combustion of fossil fuels is the single most important source
of air pollutants (NAS, 1981, 1986).
2) The concentration and deposition of primary air pollutants
decrease progressively with increasing distance and time after
emission from any particular emission source (Altshuller and Linthurst,
1983).
3) The concentration and deposition of secondary pollutants is
a complex function of meteorological, seasonal, altitudinal, temporal,
geographical, and other factors (NAS, 1983).
4) The elapsed time between emission and deposition varies with
the pollutant in question but ordinarily ranges from a few minutes
or hours to a maximum of 4 to 5 days (NAS, 1983).
5) This time is sufficient for dispersal over both short distances
(0-500 Km) and long distances (>500 Kin) (NAS, 1983, 1986).
6) No state or nation can control the quality of air within its
own borders without cooperation by other nearby states or nations
(NAS 1983, 1986).
7) The average zone of influence of any particular emission source
extends in all directions from the source, and is roughly symmetrical
- with the center of the deposition field generally displaced
from the source by a distance of only a few tens or perhaps hundreds
of Km. Thus, air pollutants generally have their greatest effects
within a few hundred Kin from their source of emission (Bolin
et al, 1972; NAS, 1983, 1986).
8) The atmosphere over most industrial regions (especially in
Europe and North America) is very well mixed; also the distance
between most sources of air pollution is much smaller than the
average distance of dispersal from any given source. Thus, pollutants
rarely, if ever, occur alone; in addition, they frequently react
with each other leading to new chemical transformation products.
They also can interact so as to produce combined effects which
are additive, synergistic, or antagonistic (NAS, 1981, 1986; Ministry
of Agriculture, 1982).
9) For many different combinations of air pollutants and specific
biological effects, there is no distinct "threshold dose"
or "safe concentration" below which we are certain there
will be no adverse effects; thus, any important decrease in emissions
is very likely to result in decreased adverse effects (NAS, 1981);
Ministry of Agriculture, 1982).
10) If emissions of primary pollutants are decreased (or increased)
by a significant amount in an area of several hundred square Km,
the resulting average decrease (or increase) in air concentrations
and/or deposition of pollutants will be roughly proportional to
the magnitude of change in emissions (NAS, 1983).
11) Significant decreases in air emissions of S02, NOx, CO, and
probably VOC as well, are very likely to have significant and
simultaneous beneficial effects on human health, visibility, materials
damage, surface water quality, and both crop and forest productivity
(OTA, 1981; Ministry of Agriculture, 1982; NAS, 1986).
12) If a decision were reached to further decrease air emissions
of S02, NO., and VOC, it is very likely to take at least five
years to develop specific industrial, state, provincial, regional,
national, or international implementation plans. Further, at least
another five years will be required to design, build, and install
the pollution-control machinery and management systems that will
be necessary to achieve the decrease in emissions that is planned
(OTA, 1981).
For all the above reasons, it seems prudent that the United States
and Canada, and various countries in Europe, earnestly continue
their historical air-quality planning and evaluation procedures.
In doing so, leaders of industry and government should recognize
that:
1) Research is continuing and will continue to increase scientific
and public understanding of air pollution and its direct and indirect
effects on our society;
2) An integrated (multiple pollutant and regional) program for
management of air quality would have many advantages over the
present single-pollutant and state-by-state and province-by-province
methods of implementation;
3) Cooperation, consultation, and statesmanship are likely to
produce more economically and scientifically sound management
than legislatively mandated solutions; and
4) It is likely to take at least 10 years to implement a decision
to make a significant change in the air quality in any large part
of the United States, Canada, or Europe.
CONCLUSIONS
The health and welfare of our society is inextricably bound up
with the health and welfare of the ecosystems on which our life
depends. Human activities are changing the chemical climate of the
industrial regions of the world. These changes in our chemical climate
are having important influences on human health, the stability*
of the atmosphere, the acidity and biological functions of aquatic
ecosystems, and the health and productivity of crops and forests.
For all of these reasons it is important that the informed citizens
of every industrial democracy have some awareness about:
- pollutants in the air and acids in the rain,
- the effects of these substances on our natural environment,
and
- the challenge they present to our society.
A selected list of publications follows to facilitate this continuing
self-education.
*of engineering materials and cultural resources, the haziness
-------------------------------------------------------------------------------
Selected Publications on Airborne Chemicals and Their Effects on
Our Natural Environment
Altshuller, A. P., and R. A. Linthurst, eds. 1983. The acidic deposition
phenomenon and its effects: Critical assessment review papers. Volume
I - Atmospheric Sciences. Volume II - Effects Sciences. Office of
Research and Development, Environmental Protection Agency, Washington
DC
Bennett, D. A., R. L. Goble, and R. A. Linthurst. 1985. The acidic
deposition phenomenon and its effects: Critical assessment document.
EPA/600/8-85/001. Environmental Protection Agency, Washington DC.
159 pp.
Bolin, B. et at. 1972. Sweden's Case Study for the United Nations
Conference on the Human Environment: Air Pollution Across National
Boundaries. The impact on the environment of sulfur in air and precipitation.
Norste it and Sons, Stockholm, Sweden. 97 pp.
Bruck, R. 1. 1986. The forest decline enigma - it is air pollution
related? Plant Disease 70:ln Press.
Carson, R. 1962. Silent Spring. Houghton Mifflin, Boston, Massachusetts.
368 pp
Comptroller General. 1984. An analysis of issues concerning "acid
rain". Report to the Congress of the United States. General
Accounting Office. Washington DC. 185 pp.
Cowling, E. B. 1982. Acid precipitation in historical perspective.
Env. Sci. & Tech. 16:11OA-123A.
Cowling, E. B. 1985. Comparison of regional declines of forests
in Europe and North America: A possible role of airborne chemicals.
pp. 217-234. In Air Pollutants: Effects on Forest Ecosystems. Acid
Rain Foundation, St. Paul, Minn.
Drablos, D., and A. Tollan, eds. 1980. Ecological impact of acid
precipitation. SNSF Project, Norwegian Forest Research Institute,
As, Norway 383 pp.
Freeman, G. C. 1983. The politics of acid rain. Technical Advisory
Committee, Virginia State Air Pollution Control Board. Virginia
Beach, Virginia.
Johnson, A. H., and T. G. Siccama. 1983, Acid deposition and forest
decline. Env. Sci. & Tech. 17:294A-305A.
Kovda, V. A. 1975. Biogeochemical cycles in nature, their disturbance
and study (In Russian). Nauka Publishing House, Moscow, USSR.
Kozlowski, T. T., and H. A. Constantinidou. 1986. Responses of
woody plants to environmental pollution. Part 1. Sources and types
of pollutants and plant responses. For. Abstr. 47(l):1-51; Environmental
pollution and tree growth. Part 11. Factors affecting responses
to pollution and alleviation of pollutant effects. For. Abstr. 47(2):105-132.
McLaughlin, S. B., B. Prinz, W. H. Smith, E. B. Cowling, and F.
D. Manion. 1985. Effects of air pollutants on forests: A critical
review. J. Air Poll. Cont. Assn. 35:511-533; 913-924,
Ministry of Agriculture. 1982. Reports and Background Papers for
the 1982 Stockholm Conference on Acidification of the Environment:
Acidification today and tomorrow, 231 pp; Proceedings, 127 pp; Ecological
effects of acid precipitation, 340 pp; Strategies and methods to
control emissions of sulphur and nitrogen oxides, 192 pp; Acidification:
A boundless threat to our environment, 40 pp. Ministry of Agriculture,
Stockholm, Sweden.
Office of Technology Assessment. 1981. Acid rain and transported
air pollutants: Implications for public policy. Office of Technology
Assessment, United States Congress, Washington DC. 323 pp.
National Academy of Sciences. 1981. Atmosphere-biosphere interactions:
Toward a better understanding of the consequences of fossil fuel
combustion. Narioml Academy Press, Washington DC. 263 pp.
National Academy of Sciences. 1983. Acid deposition: atmospheric
processes in eastern North America. National Academy Press, Washington
DC. 373 pp.
National Academy of Sciences. 1985. Acid deposition: Effects on
geochemical cycling and biological availability of trace elements.
National Academy Press, Washington DC. 83 pp.
National Academy of Sciences. 1986. Acid deposition: Long-term
trends. National Academy Press, Washington DC. 506 pp.
National Academy of Sciences - Royal Society of Canada. 1985. The
great lakes water quality agreement: An evolving instrument for
ecosystem management. National Academy Press, Washington DC. 224
pp.
Schutt, P., and E. B. Cowling. 1985 Waldsterben, a general decline
of forests in central Europe: Symptoms, development, and possible
causes. Plant Disease 69:548-585.
Smith, R. A. 1872. Air and Rain: The Beginnings of a Chemical Climatology.
Longmans-Green, London. 600 pp.
Turk, J. T. 1983. An evaluation of trends in the acidity of precipitation
and the related acidification of surface water in North America.
U. S. Geological Survey Water Supply Paper 2249. Superintendent
of Documents, Washington DC. IS pp.
Introducing:
Ellis B. Cowling
Ellis B. Cowling, the 25th Albright Lecturer, is an advocate for
greater use of scientific understanding in the conservation, management,
enjoyment, and wise use of natural resources,
His adventures in science have included studies on: the enzymology
and biotechnology of cellulose and lignin in wood; the development
of disease-management systems in forests; the conservation of essential
elements by forest trees; and the impact of change in the chemical
climate on the health and productivity of ecosystems.
Dr. Cowling was born in Waukeegan, Illinois in 1932 - the son of
a minister and a church musician. After completing B.S. and M.S.
degrees at the State University College of Forestry at Syracuse
University, he earned a Ph.D. degree in plant pathology at the University
of Wisconsin. In 1970, he completed a second Ph.D. degree in physiological
botany at the University of Uppsala in Sweden.
Dr. Cowling spent a postdoctoral year, 1959-60, in Sweden as a
US Public Health Service Fellow conducting research on the enzymatic
degradation of cellulose. During that year he and Goran Pettersson
discovered and characterized the smallest known enzyme protein -
a cellulose in the wood-destroying fungus, Polyporus versicolor.
In 1970-71 he spent a sabbatical year as a visiting professor at
the University of Uppsala. During that year he was inspired by Svante
Wen, Carl Olaf Tamm, Erik Eriksson, and Bert Bolin to invest the
next 15 years of his career in research on the impact of airborne
chemicals on ecosystems in Europe and North America.
In 1983-85 he collaborated with Peter Schutt of the University
of Munchen in publishing a comprehensive description of the unprecedented
multiple-species decline of forests that developed in central Europe
beginning in the late 1970s. This publication led to an improved
understanding of one of the most important probable effects of airborne
chemicals in forests.
Most of his 25 years at Yale and North Carolina State Universities
were devoted to research together with 63 graduate and postdoctoral
students. They are now engaged as scientists, administrators, and
advisory-service agents in 14 countries.
Since 1978, Dr. Cowling has served the School of Forest Resources
at North Carolina State University as Associate Dean for Research.
Both as Professor and as Associate Dean he participated in a series
of institutional development and advisory service efforts together
with many faculty and student colleagues:
- Design of the Fusiform Rust Resistance Testing Center now maintained
by the U.S. Forest Service at Asheville, North Carolina.
- Development of the National Atmospheric Deposition Program (NADP).
This Interregional Research program (IR 7) now involves more than
200 scientists in the United States and Canada.
- Design and organization of the National Acid Precipitation Assessment
Program (NAPAP). This ten-year multi-agency program of research
was initiated by President Carter in 1979 and funded by the Congress
under Public Law 96-294. It currently involves more than 500 scientists
throughout the United States.
- Leadership of the Triacademy Committee on Acid Precipitation
for the National Academy of Sciences in the United States, the
Royal Society in Canada, and the Academy of Sciences in Mexico.
- Development of the Acid Deposition Program at North Carolina
State University under a series of cooperative agreements with
the U.S. Environmental Protection Agency, the U.S. Forest Service,
and other organizations.
- Leadership of a multidisciplinary Task Force on Basic Research
needs in Forestry and Renewable Natural Resources. This effort
led to the creation of an $8,000,000-per-year competitive grants
program in forestry and renewable natural resources.
- Development of the Natural Resources Research Center at North
Carolina State University.
- Development of the Acid Rain Foundation-a public foundation
devoted to education, public awareness, and research on acid deposition
and air pollution in the United States.
- Testimony on the "acid rain" issue before the National
Commission on Air Quality and various Committees of the United
States Senate and the House of Representatives.
These activities led to Dr. Cowling's election as a member of the
National Academy of Sciences in the United States, and the International
Academy of Wood Science in Vienna. He was also elected as a Fellow
of the American Phytopathological Society. He was named "Adventurer
in Agricultural Research" by the International Congress of
Plant Protection, and as "Air Conservationist of the Year"
by the Governor of North Carolina. He also received the North Carolina
Award for Achievement in Science and the 0. Max Gardner Award for
contributions to the "welfare of the human race" by the
Consolidated University of North Carolina.
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